沃伦料任参议院银行委员会主席，WLFI牌照审批或受调查
BlockBeats援引路透社称，沃伦预计在民主党明年1月接掌国会后出任参议院银行委员会主席，并可能调查OCC批准WLFI银行牌照的决定。委员会职务安排尚待民主党决定。
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BlockBeats援引路透社称，沃伦预计在民主党明年1月接掌国会后出任参议院银行委员会主席，并可能调查OCC批准WLFI银行牌照的决定。委员会职务安排尚待民主党决定。
韩国金融服务委员会称，政府已批准IPO基石投资者制度，承诺锁定至少六个月的机构可提前获配新股，相关规定将于11月13日生效。
金融监管总局副局长肖远企在香港峰会上表示，资本过度涌入科技和龙头企业可能推高杠杆，并挤压传统行业融资。其建议提前完善AI转型相关政策框架。
The Bank of Korea requires 18 banks and 13 securities firms to submit updates on virtual asset business activities, risk assessments, and risk-management measures, and to assess the potential impact of scenarios such as major exchange incidents.
South Korea’s Financial Services Commission reportedly will November 5 convene a financial-sector AI security threat response roundtable, attended by the heads of the country’s five major banks.
国家外汇管理局党组会议提出完善外汇管理体制机制、维护外汇市场稳定，并严厉打击非法跨境金融活动。
CFTC Chairman Michael Selig discusses at Frontier Forum AI the regulatory accountability, registration, and risk-management issues that may arise when agents hold assets and trade autonomously. His remarks describe a future scenario and disclose no specific regulatory measures.
CFTC Chair Mike Selig discussed at the AI forum the registration, liability, and identity verification issues that arise as AI agents move toward autonomous trading; the forum issued no new rules or guidance.
Alpaca said its Middle East entity has received Abu Dhabi FSRA in-principle approval for its financial services license application. The entity has not yet obtained a formal license and may not conduct regulated activities at this stage.
The New York State Department of Financial Services issued alerts regarding critical PHP vulnerabilities known to be exploited, urging regulated entities to identify and remediate them as soon as possible.
BlockBeats reported that Switzerland's FINMA has approved the country's first spot Bitcoin product for retail investors ETF, using a regulated investment fund structure.
Ding Xiangqun, Director of the National Financial Regulatory Administration, stated at the 2026 opening ceremony of the Financial Street Forum Annual Conference that oversight of financial activities spanning regions and departments, as well as those involving new business forms and new products, will be strengthened to achieve full coverage and no exceptions.